Implementing Enterprise Risk Management. Lam James

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23

U.S. Department of Justice. “Alstom Sentenced to Pay $772 Million Criminal Fine to Resolve Foreign Bribery Charges,” Press release, November 13, 2015. Retrieved from https://www.justice.gov/opa/pr/alstom-sentenced-pay-772-million-criminal-fine-resolve-foreign-bribery-charges.

24

Stempel, Jonathan. “Visa, MasterCard $7.25 Billion Settlement with Retailers Is Thrown Out,” Reuters, June 30, 2016. Retrieved from http://www.reuters.com/article/us-visa-mastercard-settlement-idUSKCN0ZG21E.

25

Lohr, Steve and Kanter, James. “A.M.D. – Intel Settlement Won't End Their Woes,” New York Times, November 12, 2009. Retrieved from http://www.nytimes.com/2009/11/13/technology/companies/13chip.html.

26

Hurley, Lawrence. “UPDATE 1 – U.S. Top Court Rejects AU Optronics over $500 Million Price-Fixing Fine,” Reuters, June 15, 2015. Retrieved from http://www.reuters.com/article/usa-court-pricefixing-idUSL1N0Z10QC20150615.

27

Protess, Ben and Corkery, Michael. “Bank of America Offers U.S. Biggest Settlement in History Over Toxic Mortgage Loans,” New York Times, August 6, 2014. Retrieved from http://dealbook.nytimes.com/2014/08/06/bank-of-america-nears-17-billion-settlement-over-mortgages/.

28

Barrett, Devlin and Fitzpatrick, Dan. “J.P. Morgan, U.S. Settle for $13 Billion,” Wall Street Journal, November 19, 2013. Retrieved from http://www.wsj.com/articles/SB10001424052702304439804579207701974094982.

29

U.S. Department of Justice. “Justice Department, Federal and State Partners Secure Record $7 Billion Global Settlement with Citigroup for Misleading Investors about Securities Containing Toxic Mortgages,” Press release, July 14, 2014. Retrieved from https://www.justice.gov/opa/pr/justice-department-federal-and-state-partners-secure-record-7-billion-global-settlement.

30

U.S. Department of Justice. “Federal Government and State Attorneys General Reach $25 Billion Agreement with Five Largest Mortgage Servicers to Address Mortgage Loan Servicing and Foreclosure Abuses,” Press release, February 9, 2012. Retrieved from https://www.justice.gov/opa/pr/federal-government-and-state-attorneys-general-reach-25-billion-agreement-five-largest.

31

U.S. Board of Governors of the Federal Reserve System and Office of the Comptroller of the Currency. “Amendments to Consent Orders Memorialize $9.3 Billion Foreclosure Agreement,” Press release, February 28, 2013. Retrieved from http://www.occ.gov/news-issuances/news-releases/2013/nr-ia-2013-35.html.

32

U.S. Department of Justice. “Historic $5.15 Billion Environmental and Tort Settlement with Anadarko Petroleum Corp. Goes into Effect,” Press release, January 23, 2015. Retrieved from https://www.justice.gov/opa/pr/historic-515-billion-environmental-and-tort-settlement-anadarko-petroleum-corp-goes-effect-0.

33

Gilbert, Daniel and Kent, Sarah. “BP Agrees to Pay $18.7 Billion to Settle Deepwater Horizon Oil Spill Claims,” Wall Street Journal, July 2, 2015. Retrieved from http://www.wsj.com/articles/bp-agrees-to-pay-18-7-billion-to-settle-deepwater-horizon-oil-spill-claims-1435842739.

34

U.S. Securities and Exchange Commission. “Goldman Sachs to Pay Record $550 Million to Settle SEC Charges Related to Subprime Mortgage CDO,” Press release, July 15, 2010. Retrieved from https://www.sec.gov/news/press/2010/2010-123.htm.

35

U.S. Securities and Exchange Commission. “BP to Pay $525 Million Penalty to Settle SEC Charges of Securities Fraud During Deepwater Horizon Oil Spill,” Press release, November 15, 2012. Retrieved from https://www.sec.gov/News/PressRelease/Detail/PressRelease/1365171485962.

36

Clark, Nicola and Jolly, David. “Société Générale loses $7 billion in Trading fraud,” New York Times, January 24, 2008. Retrieved from http://www.nytimes.com/2008/01/24/business/worldbusiness/24iht-socgen.5.9486501.html.

37

Kopecki, Dawn. “JPMorgan Pays $920 Million to Settle London Whale Probes,” Bloomberg, September 20, 2013. Retrieved from http://www.bloomberg.com/news/articles/2013-09-19/jpmorgan-chase-agrees-to-pay-920-million-for-london-whale-loss.

38

Smythe, Christie. “HSBC Judge Approves $1.9B Drug-Money Laundering Accord,” Bloomberg, July 3, 2013. Retrieved from http://www.bloomberg.com/news/articles/2013-07-02/hsbc-judge-approves-1-9b-drug-money-laundering-accord.

39

Douglas, Danielle. “France's BNP Paribas to Pay $8.9 billion to U.S. for Sanctions Violations,” Washington Post, June 30, 2014. Retrieved from https://www.washingtonpost.com/business/economy/frances-bnp-paribas-to-pay-89-billion-to-us-for-money-laundering/2014/06/30/6d99d174-fc76-11e3-b1f4-8e77c632c07b_story.html.

40

Memmott, Mark, “UBS to Pay $1.5 Billion for ‘Routine and Widespread’ Rate Rigging,” NPR, December 19, 2012. Retrieved from http://www.npr.org/sections/thetwo-way/2012/12/19/167604390/ubs-to-pay-1-5-billion-for-routine-and-widespread-rate-rigging.

41

Freifeld, Karen, “Five Global Banks to Pay $5.7 Billion in Fines over Rate Rigging,” Reuters, May 20, 2015. Retrieved from http://www.reuters.com/article/us-banks-forex-settlementa-usa-idUSKBN0O51PY20150520.

42

Barrett, William P. and Novack, Janet. “UBS Agrees to Pay $780 Million,” Forbes, February 18, 2009. Retrieved from http://www.forbes.com/2009/02/18/ubs-fraud-offshore-personal-finance_ubs.html.

43

“Credit Suisse Pleads Guilty, Pays $2.6 Billion to Settle U.S. Tax Evasion Charges,” Forbes, May 20, 2014. Retrieved from http://www.forbes.com/sites/greatspeculations/2014/05/20/credit-suisse-pleads-guilty-pays-2-6-billion-to-settle-u-s-tax-evasion-charges/#52398f3512d5.

44

Harding, Luke. “What Are the Panama Papers? A Guide to History's Biggest Data Leak,” The Guardian, April 5, 2016. Retrieved from https://www.theguardian.com/news/2016/apr/03/what-you-need-to-know-about-the-panama-papers.

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