a connection with character, and are therefore not in the full sense accidents. Finally, I believe it will be found that almost all the prominent accidents occur when the action is well advanced and the impression of the causal sequence is too firmly fixed to be impaired.
Thus it appears that these three elements in the 'action' are subordinate, while the dominant factor consists in deeds which issue from character. So that, by way of summary, we may now alter our first statement, 'A tragedy is a story of exceptional calamity leading to the death of a man in high estate,' and we may say instead (what in its turn is one-sided, though less so), that the story is one of human actions producing exceptional calamity and ending in the death of such a man.5
Before we leave the 'action,' however, there is another question that may usefully be asked. Can we define this 'action' further by describing it as a conflict?
The frequent use of this idea in discussions on tragedy is ultimately due, I suppose, to the influence of Hegel's theory on the subject, certainly the most important theory since Aristotle's. But Hegel's view of the tragic conflict is not only unfamiliar to English readers and difficult to expound shortly, but it had its origin in reflections on Greek tragedy and, as Hegel was well aware, applies only imperfectly to the works of Shakespeare.6 I shall, therefore, confine myself to the idea of conflict in its more general form. In this form it is obviously suitable to Shakespearean tragedy; but it is vague, and I will try to make it more precise by putting the question, Who are the combatants in this conflict?
Not seldom the conflict may quite naturally be conceived as lying between two persons, of whom the hero is one; or, more fully, as lying between two parties or groups, in one of which the hero is the leading figure. Or if we prefer to speak (as we may quite well do if we know what we are about) of the passions, tendencies, ideas, principles, forces, which animate these persons or groups, we may say that two of such passions or ideas, regarded as animating two persons or groups, are the combatants. The love of Romeo and Juliet is in conflict with the hatred of their houses, represented by various other characters. The cause of Brutus and Cassius struggles with that of Julius, Octavius and Antony. In Richard II. the King stands on one side, Bolingbroke and his party on the other. In Macbeth the hero and heroine are opposed to the representatives of Duncan. In all these cases the great majority of the dramatis personae fall without difficulty into antagonistic groups, and the conflict between these groups ends with the defeat of the hero.
Yet one cannot help feeling that in at least one of these cases, Macbeth, there is something a little external in this way of looking at the action. And when we come to some other plays this feeling increases. No doubt most of the characters in Hamlet, King Lear, Othello, or Antony and Cleopatra can be arranged in opposed groups;7 and no doubt there is a conflict; and yet it seems misleading to describe this conflict as one between these groups. It cannot be simply this. For though Hamlet and the King are mortal foes, yet that which engrosses our interest and dwells in our memory at least as much as the conflict between them, is the conflict within one of them. And so it is, though not in the same degree, with Antony and Cleopatra and even with Othello; and, in fact, in a certain measure, it is so with nearly all the tragedies. There is an outward conflict of persons and groups, there is also a conflict of forces in the hero's soul; and even in Julius Caesar and Macbeth the interest of the former can hardly be said to exceed that of the latter.
The truth is, that the type of tragedy in which the hero opposes to a hostile force an undivided soul, is not the Shakespearean type. The souls of those who contend with the hero may be thus undivided; they generally are; but, as a rule, the hero, though he pursues his fated way, is, at least at some point in the action, and sometimes at many, torn by an inward struggle; and it is frequently at such points that Shakespeare shows his most extraordinary power. If further we compare the earlier tragedies with the later, we find that it is in the latter, the maturest works, that this inward struggle is most emphasised. In the last of them, Coriolanus, its interest completely eclipses towards the close of the play that of the outward conflict. Romeo and Juliet, Richard III., Richard II., where the hero contends with an outward force, but comparatively little with himself, are all early plays.
If we are to include the outer and the inner struggle in a conception more definite than that of conflict in general, we must employ some such phrase as 'spiritual force.' This will mean whatever forces act in the human spirit, whether good or evil, whether personal passion or impersonal principle; doubts, desires, scruples, ideas—whatever can animate, shake, possess, and drive a man's soul. In a Shakespearean tragedy some such forces are shown in conflict. They are shown acting in men and generating strife between them. They are also shown, less universally, but quite as characteristically, generating disturbance and even conflict in the soul of the hero. Treasonous ambition in Macbeth collides with loyalty and patriotism in Macduff and Malcolm: here is the outward conflict. But these powers or principles equally collide in the soul of Macbeth himself: here is the inner. And neither by itself could make the tragedy.8
We shall see later the importance of this idea. Here we need only observe that the notion of tragedy as a conflict emphasises the fact that action is the centre of the story, while the concentration of interest, in the greater plays, on the inward struggle emphasises the fact that this action is essentially the expression of character.
3
Let us turn now from the 'action' to the central figure in it; and, ignoring the characteristics which distinguish the heroes from one another, let us ask whether they have any common qualities which appear to be essential to the tragic effect.
One they certainly have. They are exceptional beings. We have seen already that the hero, with Shakespeare, is a person of high degree or of public importance, and that his actions or sufferings are of an unusual kind. But this is not all. His nature also is exceptional, and generally raises him in some respect much above the average level of humanity. This does not mean that he is an eccentric or a paragon. Shakespeare never drew monstrosities of virtue; some of his heroes are far from being 'good'; and if he drew eccentrics he gave them a subordinate position in the plot. His tragic characters are made of the stuff we find within ourselves and within the persons who surround them. But, by an intensification of the life which they share with others, they are raised above them; and the greatest are raised so far that, if we fully realise all that is implied in their words and actions, we become conscious that in real life we have known scarcely any one resembling them. Some, like Hamlet and Cleopatra, have genius. Others, like Othello, Lear, Macbeth, Coriolanus, are built on the grand scale; and desire, passion, or will attains in them a terrible force. In almost all we observe a marked one-sidedness, a predisposition in some particular direction; a total incapacity, in certain circumstances, of resisting the force which draws in this direction; a fatal tendency to identify the whole being with one interest, object, passion, or habit of mind. This, it would seem, is, for Shakespeare, the fundamental tragic trait. It is present in his early heroes, Romeo and Richard II., infatuated men, who otherwise rise comparatively little above the ordinary level. It is a fatal gift, but it carries with it a touch of greatness; and when there is joined to it nobility of mind, or genius, or immense force, we realise the full power and reach of the soul, and the conflict in which it engages acquires that magnitude which stirs not only sympathy and pity, but admiration, terror, and awe.
The easiest way to bring home to oneself the nature of the tragic character is to compare it with a character of another kind. Dramas like Cymbeline and the Winter's Tale, which might seem destined to end tragically, but actually end otherwise, owe their happy ending largely to the fact that the principal characters fail to reach tragic dimensions. And, conversely, if these persons were put in the place of the tragic heroes, the dramas in which they appeared would cease to be tragedies. Posthumus would never have acted as Othello did; Othello, on his side, would have met Iachimo's challenge with
It may be observed that the influence of the three elements just considered is to strengthen the tendency, produced by the sufferings considered first, to regard the tragic persons as passive rather than as agents.
An account of Hegel's view may be found in
The reader, however, will find considerable difficulty in placing some very important characters in these and other plays. I will give only two or three illustrations. Edgar is clearly not on the same side as Edmund, and yet it seems awkward to range him on Gloster's side when Gloster wishes to put him to death. Ophelia is in love with Hamlet, but how can she be said to be of Hamlet's party against the King and Polonius, or of their party against Hamlet? Desdemona worships Othello, yet it sounds odd to say that Othello is on the same side with a person whom he insults, strikes and murders.
I have given names to the 'spiritual forces' in
