Theory and History. Людвиг фон Мизес

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Theory and History - Людвиг фон Мизес Liberty Fund Library of the Works of Ludwig von Mises

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If Marx had been consistent, he would not have embarked upon any political activity.5 He would have quietly waited for the day on which the “knell of private capitalist property sounds.”6

      In dealing with fatalism we may ignore the claims of soothsayers. Determinism has nothing at all to do with the art of fortune tellers, crystal gazers, and astrologers or with the more pretentious effusions of the authors of “philosophies of history.” It does not predict future events. It asserts that there is regularity in the universe in the concatenation of all phenomena.

      Those theologians who thought that in order to refute fatalism they must adopt the free-will doctrine were badly mistaken. They had a very defective image of God’s omniscience. Their God would know only what is in perfect textbooks of the natural sciences; he would not know what is going on in human minds. He would not anticipate that some people might endorse the doctrine of fatalism and, sitting with clasped hands, indolently await the events which God, erroneously assuming that they would not indulge in inactivity, had meted out to them.

      A factor that often entered the controversies concerning determinism was misapprehension as to its practical consequences.

      All nonutilitarian systems of ethics look upon the moral law as something outside the nexus of means and ends. The moral code has no reference to human well-being and happiness, to expediency, and to the mundane striving after ends. It is heteronomous, i.e., enjoined upon man by an agency that does not depend on human ideas and does not bother about human concerns. Some believe that this agency is God, others that it is the wisdom of the forefathers, some that it is a mystical inner voice alive in every decent man’s conscience. He who violates the precepts of this code commits a sin, and his guilt makes him liable to punishment. Punishment does not serve human ends. In punishing offenders, the secular or theocratic authorities acquit themselves of a duty entrusted to them by the moral code and its author. They are bound to punish sin and guilt whatever the consequences of their action may be.

      Now these metaphysical notions of guilt, sin, and retribution are incompatible with the doctrine of determinism. If all human actions are the inevitable effect of their causes, if the individual cannot help acting in the way antecedent conditions make him act, there can no longer be any question of guilt. What a haughty presumption to punish a man who simply did what the eternal laws of the universe had determined!

      The philosophers and lawyers who attacked determinism on these grounds failed to see that the doctrine of an almighty and omniscient God led to the same conclusions that moved them to reject philosophical determinism. If God is almighty, nothing can happen that he does not want to happen. If he is omniscient, he knows in advance all things that will happen. In either case, man cannot be considered answerable.7 The young Benjamin Franklin argued “from the supposed attributes of God” in this manner: “That in erecting and governing the world, as he was infinitely wise, he knew what would be best; infinitely good, he must be disposed; and infinitely powerful, he must be able to execute it. Consequently all is right.”8 In fact, all attempts to justify, on metaphysical and theological grounds, society’s right to punish those whose actions jeopardize peaceful social cooperation are open to the same criticism that is leveled against philosophical determinism.

      Utilitarian ethics approaches the problem of punishment from a different angle. The offender is not punished because he is bad and deserves chastisement but so that neither he nor other people will repeat the offense. Punishment is not inflicted as retribution and retaliation but as a means to prevent future crimes. Legislators and judges are not the mandataries of a metaphysical retributive justice. They are committed to the task of safeguarding the smooth operation of society against encroachments on the part of antisocial individuals. Hence it is possible to deal with the problem of determinism without being troubled by inane considerations of practical consequences concerning the penal code.

      In the nineteenth century some thinkers maintained that statistics have irrefutably demolished the doctrine of free will. It was argued that statistics show a regularity in the occurrence of certain human acts, e.g., crimes and suicides; and this alleged regularity was interpreted by Adolphe Quetelet and by Thomas Henry Buckle as an empirical demonstration of the correctness of rigid determinism.

      

      However, what the statistics of human actions really show is not regularity but irregularity. The number of crimes, suicides, and acts of forgetfulness—which play such a conspicuous role in Buckle’s deductions—varies from year to year. These yearly changes are as a rule small, and over a period of years they often—but not always—show a definite trend toward either increase or decrease. These statistics are indicative of historical change, not of regularity in the sense which is attached to this term in the natural sciences.

      The specific understanding of history can try to interpret the why of such changes effected in the past and to anticipate changes likely to happen in the future. In doing this it deals with judgments of value determining the choice of ultimate ends, with reasoning and knowledge determining the choice of means, and with thymological traits of individuals.9 It must, sooner or later, but inevitably, reach a point at which it can only refer to individuality. From beginning to end the treatment of the problems involved is bound to follow the lines of every scrutiny of human affairs; it must be teleological and as such radically different from the methods of the natural sciences.

      But Buckle, blinded by the positivist bigotry of his environment, was quick to formulate his law: “In a given state of society a certain number of persons must put an end to their own life. This is the general law; and the special question as to who shall commit the crime depends of course upon special laws; which, however, in their total action must obey the large social law to which they are all subordinate. And the power of the larger law is so irresistible that neither the love of life nor the fear of another world can avail anything towards even checking its operation.”10 Buckle’s law seems to be very definite and unambiguous in its formulation. But in fact it defeats itself entirely by including the phrase “a given state of society,” which even an enthusiastic admirer of Buckle termed “viciously vague.”11 As Buckle does not provide us with criteria for determining changes in the state of society, his formulation can be neither verified nor disproved by experience and thus lacks the distinctive mark of a law of the natural sciences.

      Many years after Buckle, eminent physicists began to assume that certain or even all laws of mechanics may be “only” statistical in character. This doctrine was considered incompatible with determinism and causality. When later on quantum mechanics considerably enlarged the scope of “merely” statistical physics, many writers cast away all the epistemological principles that had guided the natural sciences for centuries. On the macroscopic scale, they say, we observe certain regularities which older generations erroneously interpreted as a manifestation of natural law. In fact, these regularities are the result of the statistical compensation of contingent events. The apparent causal arrangement on a large scale is to be explained by the law of large numbers.12

      Now the law of large numbers and statistical compensation is operative only in fields in which there prevail large-scale regularity and homogeneity of such a character that they offset any irregularity and heterogeneity that may seem to exist on the small-scale level. If one assumes that seemingly contingent events always compensate one another in such a way that a regularity appears in the repeated observation of large numbers of these events, one implies

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