Secrets of the Samurai. Oscar Ratti

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to compete with him for even a semblance of political influence, to challenge his position of exclusive privilege or merely to defend themselves against his excesses or his inability to protect them from lawlessness. For not always, nor in every part of the country, was the warrior capable of totally imposing his interpretation of law and order. In such instances, citizens were forced to rely heavily upon themselves and their civil organizations in an effort to safeguard their lives and property.

      The bushi, however, remained the main practitioner of bujutsu, since whenever he was exposed to new methods of combat intended to minimize or reduce his own military power, he was forced to learn them in the interests of self-preservation. The most notorious example of this necessity was provided by his involvement with the population of the Ryukyu Islands. It was in these islands—according to a predominant theory in the doctrine—that he learned how inadequate his armor and his array of traditional weapons (which had hitherto won the respect of enemy warriors in Korea) could prove to be, when pitted against the bare hands and feet of a peasant sufficiently desperate and properly trained in the ancient Chinese techniques of striking. These methods, said to have originated in the distant reaches of Asia (India, China, Tibet), helped men to develop their capacities for hitting or striking with hands, feet, and other parts of the body. The bushi was, therefore, caught in an uncontrollable spiral of escalation. He had to practice traditional methods of combat and continue to learn new ones—in a manner similar to the modern military establishment, which keeps devising new methods of destruction, even though these soon become obsolete, which, in turn, necessitates the development of even more destructive methods, ad infinitum. In any case, as noted earlier, after the sixteenth century the bushi alone had the legal right and enough time to practice and perfect various forms of bujutsu. The main schools of the martial arts were usually directed, in fact, by masters of arms attached to a clan, or by unattached warriors who had been granted permission to teach (for a fee) by the lord of the district. These schools kept records of their students and methods, thus providing a continuity in the process of expansion and development of certain arts which other schools, more removed from the military dimension, did not possess—such a lack often resulting in the disappearance of certain schools and methods, which have left us only fragmented references to indicate that they ever existed.

      Finally, modern disciplines of unarmed combat, which have become famous under their Japanese names the world over, were developed by masters who acknowledged their indebtedness to the bujutsu of the ancient military class of Japan. Actually, and with only a few exceptions, these masters seem to take great pride in linking themselves and their innovations in the art of combat to a tradition that has an indefinable and irresistible charisma derived from its very antiquity. Even in those few cases where modern masters point out the differences between their methods and others (both ancient and modern), differences which make their methods unique and therefore a contribution to bujutsu rather than merely repetitions of its ancient theories and practices, their position within a well-defined, traditional stream of evolution is, by implication, unmistakably clear. The only and, indeed, rare cases of a clear break with this tradition occur when the basic premises of bujutsu as arts of combat, as arts of war and violent subjugation, are denied and their techniques transformed into arts of pacification and harmless neutralization. This subject, however, requires a further, detailed exploration, which the authors hope to undertake in a subsequent volume.

      Origins of Bujutsu

      The authors of books and treatises dealing with the Japanese martial arts, as well as almost every important master of the ancient and modern disciplines and methods of combat derived from them, have all presented their views on the subject of the primary sources, the first systematic presentation of techniques, and so forth in an effort to provide a satisfactory answer to the question: How, when, and where did bujutsu begin? The history of Japan in general and the doctrine of the martial arts in particular do not provide us with definite or precise answers to this question. Both the historical records of the Japanese nation (employing the Chinese system of calligraphy) and the more specialized manuscripts of the various schools of bujutsu refer to a variety of practices and methods which were ancient and codified long before any actual records were kept. Chinese writing is said by most historians to have been introduced into Japan in the sixth century, probably together with the first Buddhist texts. By that time, Japan had already evolved through the pre- and protohistorical periods, such as the Jomon, Yayoi, and Asuka, which culminated in the formation of a political organization revolving around the Heijo capital, Nara (710-84), with its resplendent imperial court. These periods of development, which preceded the Heian period (794-1185), were to see the emergence and eventual consolidation of one of the most ancient social units in the history of mankind: the clan. In many history books, in fact, these periods are referred to as the age of the original clans (uji) and of hereditary titles (kabane, or set). These units emerged from a nebulous “age of the gods” (kamino-yo) and from an imperfectly known blending of tribes, some of which had apparently emigrated from the Asiatic mainland or from islands of the south, while others are considered to have been the original inhabitants of the islands of the Japanese archipelago. Indirect references in Japanese records would seem to indicate the existence of two major tribes: the first included the clans of the emperor and the nobles (kobetsu), known as the Imperial Branch, while the second included the Divine Branch, or clans of other, less specified subjects (shimbetsu). Both groups of clans claimed the same divine origins, tracing these back to two divinities, Izanagi and Izanami, but the kobetsu tribes reportedly coalesced “when the sun came into being,” while the shimbetsu tribes took shape “when the lower forces of nature were evolved” (Brinkley2, 5). According to a prevalent school of thought, it seems that “the invaders of Japan, in the sixth century before the Christian era, found the islands already inhabited by men of such fine fighting qualities that mutual respect grew out of the struggle between the two, and the vanquished received in the new hierarchy a position little inferior to that assumed by the victor” (Brinkley2, 182-83). Below these two major groups of noble tribes was the “mass of the people” forming the Foreign Branch (bambetsu). Every claun belonging to a particular tribe seemed to embrace both direct and indirect (lateral and collateral) descendants from the same ancestors, and their original bond was, accordingly, one of blood. Like the ancient Chinese clan (tsu), the Japanese uji developed its kinship ties into territorial bonds which were primarily related to the countryside and villages in a certain vicinity. Although the clan had a strict relationship to (almost an identification with) rural groups of people descended from common ancestors, its basic pattern of structure and functionality was quite smoothly and effectively adapted to town and city life, where it blended with, and reinforced, other forms of organizations, such as professional guilds and corporations. Kinship and territoriality, whatever their basis, seem also to have found their primary spiritual expression in a religicous cult centered upon a clan’s ancestors and upon the latter’s origins. Each clan, therefore, worshiped its own deities (uji-kami) and strove to impose them upon others, as appears evident from the progressive encroachment and eventual primacy of the solar cult of the Yamato clan.

      In structure, each clan consisted of a central, dominating house or family, which gave the clan its name, and various affiliated units known as tomo or be. Other categories of subjects also appear, confusedly, in the records, between those two classes of clansmen and the serfs or slaves known as yakko at the very bottom of the ladder (who bore no family name). All were subject to the power of a headman (uji-no-osa), who was the absolute and undisputed leader and master of the clan. This interesting figure seems to have played a predominant role in determining the direction and function of clan life. Originally a military leader, as indicated by the references to an invasion from continental Asia, he seems to have subsequently evolved into a hierarchical representative of, and link to, the divinity. As military skill, following the natural process of specialization of functions and roles in an age of settlement, was increasingly delegated to sub-leaders, the particular capacity to contact the gods, reveal mysteries, and appease the forces of heaven through invocations (norito) and an intricate liturgy (matsuri) became the primary role and function of the highest clan leaders and, to a supreme degree, of the emperor. This religious character, it should be noted at this point, eventually became one of the most salient expressions of power and privilege. Every clan which was later allowed to develop, regardless of its particular

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