my belief,the answer to this question is clearly defined’.
There are two ways in which you can choose to interpret this statement;
1.how aware are you that the answer to the question is clearly defined
2.for more in-depth analysis you can choose to gather evidence and confirm the answer to the question. This obviously will take more time, most Self-Assessment users opt for the first way to interpret the question and dig deeper later on based on the outcome of the overall Self-Assessment.
A score of ‘1’ would mean that the answer is not clear at all, where a ‘5’ would mean the answer is crystal clear and defined. Leave emtpy when the question is not applicable or you don’t want to answer it, you can skip it without affecting your score. Write your score in the space provided.
After you have responded to all the appropriate statements in each section, compute your average score for that section, using the formula provided, and round to the nearest tenth. Then transfer to the corresponding spoke in the Risk Based Internal Auditing Scorecard on the second next page of the Self-Assessment.
Your completed Risk Based Internal Auditing Scorecard will give you a clear presentation of which Risk Based Internal Auditing areas need attention.
Risk Based Internal Auditing
Scorecard Example
Example of how the finalized Scorecard can look like:
Risk Based Internal Auditing
Scorecard
Your Scores:
BEGINNING OF THE
SELF-ASSESSMENT:
Table of Contents
About The Art of Service8
Included Resources - how to access8
Purpose of this Self-Assessment10
How to use the Self-Assessment11
Risk Based Internal Auditing
Scorecard Example13
Risk Based Internal Auditing
Scorecard14
BEGINNING OF THE
SELF-ASSESSMENT:15
CRITERION #1: RECOGNIZE16
CRITERION #2: DEFINE:27
CRITERION #3: MEASURE:43
CRITERION #4: ANALYZE:58
CRITERION #5: IMPROVE:74
CRITERION #6: CONTROL:91
CRITERION #7: SUSTAIN:104
Risk Based Internal Auditing and Managing Projects, Criteria for Project Managers:129
1.0 Initiating Process Group: Risk Based Internal Auditing130
1.1 Project Charter: Risk Based Internal Auditing132
1.2 Stakeholder Register: Risk Based Internal Auditing134
1.3 Stakeholder Analysis Matrix: Risk Based Internal Auditing135
2.0 Planning Process Group: Risk Based Internal Auditing137
2.1 Project Management Plan: Risk Based Internal Auditing139
2.2 Scope Management Plan: Risk Based Internal Auditing141
2.3 Requirements Management Plan: Risk Based Internal Auditing143
2.4 Requirements Documentation: Risk Based Internal Auditing145
2.5 Requirements Traceability Matrix: Risk Based Internal Auditing147
2.6 Project Scope Statement: Risk Based Internal Auditing149
2.7 Assumption and Constraint Log: Risk Based Internal Auditing151
2.8 Work Breakdown Structure: Risk Based Internal Auditing154
2.9 WBS Dictionary: Risk Based Internal Auditing156
2.10 Schedule Management Plan: Risk Based Internal Auditing159
2.11 Activity List: Risk Based Internal Auditing161
2.12 Activity Attributes: Risk Based Internal Auditing163
2.13 Milestone List: Risk Based Internal Auditing165
2.14 Network Diagram: Risk Based Internal Auditing167
2.15 Activity Resource Requirements: Risk Based Internal Auditing169
2.16 Resource Breakdown Structure: Risk Based Internal Auditing170
2.17 Activity Duration Estimates: Risk Based Internal Auditing172
2.18 Duration Estimating Worksheet: Risk Based Internal Auditing175
2.19 Project Schedule: Risk Based Internal Auditing177
2.20 Cost Management Plan: Risk Based Internal Auditing179
2.21 Activity Cost Estimates: Risk Based Internal Auditing181
2.22 Cost Estimating Worksheet: Risk Based Internal Auditing183
2.23 Cost Baseline: Risk Based Internal Auditing185
2.24 Quality Management Plan: Risk Based Internal Auditing187
2.25 Quality Metrics: Risk Based Internal Auditing189
2.26 Process Improvement Plan: Risk Based Internal Auditing191
2.27 Responsibility Assignment Matrix: Risk Based Internal Auditing193
2.28 Roles and Responsibilities: Risk Based Internal Auditing195
2.29 Human Resource Management Plan: Risk Based Internal Auditing197
2.30 Communications Management Plan: Risk Based Internal Auditing199
2.31 Risk Management Plan: Risk Based Internal Auditing201
2.32 Risk Register: Risk Based Internal Auditing203
2.33 Probability and Impact Assessment: Risk Based Internal Auditing205
2.34 Probability and Impact Matrix: Risk Based Internal Auditing207
2.35 Risk Data Sheet: Risk Based Internal Auditing209
