The Law of Higher Education. William A. Kaplin

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legal obligations as a license holder.

      

      Several high-profile lawsuits, some of which have been resolved against institutions of higher education, make it clear that faculty and administrators must take this issue very seriously, become educated about the warning signs of a potential suicide, and ensure that proper actions are taken if a student exhibits those signs (see, e.g., Andrew Casler, “Cornell student bridge-suicide lawsuit settled,” Ithaca Journal, Sept. 11, 2014, available at http://www.ithacajournal.com/story/news/local/2014/09/11/cornell-student-suicide-lawsuit-settled/15442299/). Although courts in the past refused to create a duty to prevent suicide, holding that it was the act of the suicide victim that was the proximate cause of the death, more recently courts are beginning to find, under certain circumstances, a duty to prevent the suicide or a duty to warn appropriate individuals that a student is a suicide risk.

      In a series of lawsuits concerning the potential liability of a college or university for the suicide of a student, plaintiffs have attempted to persuade courts to find a “duty to warn” parents or others of potential dangers to students or a “special relationship” that requires the college to prevent the harm. In Jain v. State of Iowa, 617 N.W.2d 293 (Iowa 2000), the state supreme court rejected the claims of the parents of a student who committed suicide that a “special relationship” between the university and the student required the university to notify the parents of a student's “destructive” behavior. Unlike the outcome of the Tarasoff case (discussed in Section 4.4.2.2), the Iowa court ruled that the failure of university staff to warn the student's parents did not increase the risk of his committing suicide; university staff had encouraged him to seek counseling and had asked him for permission to contact his parents, which he had refused.

      The plaintiff claimed that a special relationship existed between Frentzel and the college that created a duty to protect him from harm about which the college had knowledge. The defendants asked the court to dismiss the claim, stating that there was no duty to prevent Frentzel from harming himself. The court concluded that, because college employees knew of Frentzel's threats to kill himself, the self-inflicted injuries, and his history of emotional problems, the plaintiff had alleged sufficient facts to support a claim that a special relationship existed, which created a duty to protect Frentzel from “the foreseeable danger that he would hurt himself.” The court also ruled that the plaintiff had alleged sufficient facts to support her claim that the defendants breached their duty to Frentzel. Although the court dismissed the claim against the resident assistant, it ruled that a wrongful death action could be maintained against the college and the dean. The college later settled the case.

      A trial court in Massachusetts ruled in 2005 that a special relationship could exist between a student and university staff in a case in which staff knew a student to be suicidal (Shin v. Massachusetts Institute of Technology, No. 020403 (Mass. Cmmw. June 27, 2005)), and thus denied the university's motion for summary judgment on several of the claims. The case ended in a settlement with no ruling on the merits (“Agreement Reached by MIT and the Shin Family,” http://news.mit.edu/2006/lawsuit-statement). In 2018, the Supreme Judicial Court of Massachusetts, in Nguyen v. Massachusetts Institute of Technology et al., 96 N.E.3d 128 (Mass. 2018), ruled that, although there is no general duty to prevent another person from committing suicide, under certain circumstances a special relationship may be created that imposes “affirmative duties of reasonable care in regard to the duty to rescue, including the duty to prevent suicide” (96 N.E.3d at 139). In some cases, according to that court, a university would have a special relationship with a suicidal student that would compel the university to take affirmative action to prevent the student from self-harm.

      In Nguyen, a 25-year-old graduate student at MIT with a history of mental health problems and two prior suicide attempts committed suicide after being criticized by a faculty advisor. The student had not advised his professors of his previous suicide attempts and had told all of his mental health providers that he was not contemplating suicide. He insisted that his academic difficulties were related to test anxiety and insomnia and, although he told his professors that he was seeing a mental health provider, he refused to allow anyone at MIT to obtain information about his treatment or mental health challenges. After the student's suicide, the student's father sued MIT and two of the professors who had been advising the student on academic matters, accusing them of negligence for failing to prevent his son's death. A trial court awarded summary judgment to the defendants—MIT and the student's professors—(2012 Mass. Super. LEXIS 146 (Mass. Super. April 30, 2012)) and the father appealed.

      Citing the Restatement (Second) of Torts § 314A, the court explained that if a defendant does not know nor should have known that the individual had attempted or was contemplating suicide, the defendant would not be liable. Noting that universities “are not bystanders or strangers in regards to their students” (96 N.E.3d at 140), they “are not responsible for monitoring and controlling all aspects of their students' lives” (96 N.E.3d at 141). The court also noted that students are adults and that university recognition of their right to autonomy and privacy is appropriate. The court noted that the privacy of mental health records in particular is both important and protected by law (see the discussion of FERPA in Chapter 8 of this book).

      The court enumerated several factors that are used to determine whether a special relationship exists such that there is a duty to prevent a suicide. First, could a defendant reasonably anticipate harm to the plaintiff from failing to take protective action? Second, was there reasonable reliance by the plaintiff on the defendant such that others who might attempt to help were impeded? Third, the degree of certainty of harm to the plaintiff; fourth, the burden on the defendant to take reasonable steps to prevent the injury; fifth, mutual dependence of the plaintiff and defendant on each other; sixth, moral blameworthiness of the defendant's conduct in failing to act; and

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