Ethics in Psychotherapy and Counseling. Kenneth S. Pope

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pronounced sane, demands Mississippi apologize, 1958, p. 3). State troopers took him to a mental health institution where he was imprisoned against his will. Where he had been committed was kept secret from everyone for 48 hours. After being confined in the mental health institution for 12 days, he was released when a panel of 17 doctors declared him sane. He regained his freedom only to face charges of disturbing the peace by trying to enrol in an all-White university and resisting arrest. He said, “My only fear of jail is what might happen to me in that jail—the authorities are the only ones who have threatened me” (Negro pastor pronounced sane, demands Mississippi apologize, 1958, p. 3).

      In the 1940s and 1950s, the government of Quebec falsely diagnosed 20,000 Canadian children as mentally ill and imprisoned them in psychiatric institutions to enable the misappropriation of government funds (Boucher et al., 2008; Clément, 2016; Duplessis orphans seek proof of medical experiments, 2004). The children became known as the Duplissis Orphans, named after Mauric Duplessis, who governed as Premiere of Quebec for five non-consecutive terms between 1936 and 1959. These are only a few of the countless examples in which the field of mental health and therapists have acted in unjust ways causing harm to vulnerable populations, and engendering distrust in the mental health system.

      2. Power to Name and Define

      We hold the power of naming and defining. To diagnose someone is to exercise power. In an ingenious study, Lam et al. (2016) showed clinicians a video of a woman describing how she experienced uncomplicated panic disorder. They then asked the clinicians to rate her problems and describe her prognosis. Research participants had been randomly assigned to three groups. One was given the woman’s personal details and background information, the second was also given a behavioral description consistent with borderline personality disorder, and the third was given one piece of additional information that included the label of a borderline personality diagnosis. The results showed the power of a diagnosis to affect perception and judgment. Their study found that “the BPD label was associated with more negative ratings of the woman’s problems and her prognosis than both information alone and a behavioural description of BPD ‘symptoms’” (p. 253).

      In one of the most widely cited psychological research studies, “On Being Sane in Insane Places,” Rosenhan (1973) wrote, “Such labels, conferred by mental health professionals, are as influential on the patient as they are on his relatives and friends, and it should not surprise anyone that the diagnosis acts on all of them as a self-fulfilling prophesy. Eventually, the patient himself accepts the diagnosis, with all of its surplus meanings and expectations, and behaves accordingly” (p. 254).

      Caplan’s description (1995) of psychiatrist Bruno Bettelheim’s analysis of student protesters reveals the potential power of diagnosis and other forms of clinical naming to affect how we view people:

      The power of naming and defining has been particularly harmful to BIPOC and members of other oppressed social groups. For instance, naming “homosexuality” as a mental illness, being gatekeepers of gender-affirming terms for transgender people, over-diagnosing Black children with externalizing behavioral disorders and Black adults with more severe forms of mental illness (e.g., bipolar disorder, schizophrenia) has contributed to the pathologizing of communities who are already suffering as a result of discrimination and hatred.

      3. Power of Testimony

      We possess authority to change the course of lives when we testify as experts in the civil and criminal courts and through similar judicial or administrative proceedings. Our testimony can help determine whether someone convicted of murder is executed. It can be the deciding factor in whether a parent gains or loses custody of a child. It can shape a jury’s view of whether a defendant was capable of committing a crime, was likely to have committed it, was legally sane at the time the crime was committed or is likely to commit similar crimes in the future. It can lead a jury to believe that an uncle sexually abused a young child or that the child either imagined the abuse or was coached as part of a custody dispute. It can help immigrant and asylum-seeking individuals regularize their status in the United States so they can live and work free from the fear of being separated from their families or deported to countries where their lives may be at risk. Our testimony can convince a jury that the plaintiff is an innocent victim of a needless trauma who is suffering severe and chronic harm or is a chronic liar, gold digger, or malingerer.

      4. Power of Knowledge

      5. Power of Expectation

      The process of psychotherapy itself creates and uses different forms of power. Most therapies recognize the force of the client’s expectation that the therapist’s interventions will be able to induce beneficial change. One aspect of this expectation is the placebo effect, a factor that must be considered when studying the efficacy and effectiveness of interventions. The client’s investing the therapist with power to help bring about change can become a significant part of the change process itself. Conversely, the therapist’s expectations, including optimism and belief in the client’s capacity to change, are powerful as well. Miller et al. (1995) reviewed the research and noted that

      As a factor in outcome, technique matters no more than the “placebo effect” … The creation of such hope is greatly influenced by the therapist’s attitude toward the client during the opening moments of therapy. Pessimistic attitudes conveyed to the client … are likely to minimize the effect of these factors. In contrast, an emphasis on possibilities and a belief that therapy can work will likely counteract demoralization, mobilize hope and advance improvement.

      On the basis of their research, Connor and Callahan (2015) reported:

      Psychotherapists were found to hold significantly higher expectations for client improvement than anticipated, based on existing literature, and these high expectations were found to be positively correlated with clinically significant change in clients. Moreover, psychotherapists’ expectations were found to explain 7.3% of the explainable variance in whether or not clients experienced clinically significant change during psychotherapy (p. 351).

      Similarly, research conducted by Swift et al. (2018) found that student therapists’ expectations were a “significant unique predictor of change. These results suggest that therapists should be aware of their own expectations when working with clients in order to make sure that any negative beliefs do not impact the quality of care that they provide” (p. 84).

      6. Therapist-Created Power

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