great debt to the late Sir Paul T. Callaghan, who was my graduate advisor at Massey University in Palmerston North, New Zealand during 1986–1992. He taught me the art and science of NMR imaging at microscopy resolution (µMRI).
In my own research journey at Oakland University since 1994, I am very grateful for the beautiful works of my graduate students (Jonathan Moody, Hisham Alhadlaq, Jihyun Lee, Farid Badar, Daniel Mittelstaedt, David Kahn, Syeda Batool, Hannah Mantebea, Amanveer Singh, Austin Tetmeyer, Aaron Blanc), the mutual education of my former postdocs in MRI (ShaoKuan Zheng, Nian Wang, Rohit Mahar, Nagaraja Cholashetthalli), and the stimulating exchange of many visiting and sabbatical scientists to my lab (Paul T. Callaghan, Siegfried Stapf, Hisham A. Alhadlaq, Ekrem Cicek, RanHong Xie, ZhiGuo Zhuang, Zhe Chen). I have also benefited in my MRI research from the collaboration and interactions with many professional colleagues in MRI (Eiichi Fukushima, Kenneth Jeffrey, Gregory Furman, Jia Hua, Yong Lu, Quan Jiang, Jiani Hu, Craig Eccles, Mark Mattingly, Dieter Gross, Thomas Oerther, Volker Lehmann). Thank you.
I am grateful for four five-year R01 grants from the National Institutes of Health (NIH NIAMS) to my research lab at Oakland University, much internal support from the Research Excellence Fund in Biotechnology and the Center for Biomedical Research at Oakland University, the Department of Physics at Oakland University, and an NMR instrument endorsement from R.B. and J.N. Bennett (Oakland University), which initiated and supported my micro-imaging adventure at Oakland University.
My special thanks go to several colleagues who contributed directly to this book: Bradley J. Roth (Oakland University) and Siegfried Stapf (Technische Universität Ilmenau), who generously offered to read and comment on a draft of this book; Dylan Twardy (Oakland University), who worked with me during a previous semester to obtain some NMR spectra that are used in the book and also read the spectroscopy chapters; Roman Dembinski (Oakland University), who read the spectroscopy chapters in this book; and Farid Badar (Oakland University), who provided several image examples used in the book. I also thank the students in my classes over the years (in particular, several students in my most recent class, who had the opportunity to use an early version of the typed notes); all of you have made this book better.
My final thanks go to my sister, Xing, my daughter, Aimee, and son, Derek – you have successfully kept the homebound me during the 2020 pandemic sane and productive. You see, I had dreamed about publishing my lecture notes as a book for some 15 years. I started on this journey several times in the past, and each time I dropped it without completion due to the onset of a few work-/family-related tasks. Yes, these were excuses, I know! When this pandemic started in the beginning of 2020, I had to prepare to teach this course online. After I transcribed the mostly handwritten notes onto a home computer, I kept revising it using the lockdown months when I was working from home. So, here it is.
To my readers, I would love to hear from you, for any corrections and suggestions you might have.
Yang Xia
Distinguished Professor
Professor of Physics
Fellow of the American Physical Society (APS)
Fellow of the International Society for Magnetic Resonance in Medicine (ISMRM)
Fellow of the American Institute for Medical and Biological Engineering (AIMBE)Fellow of the Orthopaedic Research Society (ORS)
Department of Physics
Oakland University
Rochester, Michigan, USA
The first draft 2020.8.2
The second draft 2021.1.20
The final revision 2021.3.31
1 Introduction
1.1 INTRODUCTION
This book explores the physics phenomenon that provides the foundation for and the engineering architectures that facilitate the widespread applications of nuclear magnetic resonance (NMR) spectroscopy and magnetic resonance imaging (MRI). NMR is the physics phenomenon at the basis of every MRI experiment. The first word, “nuclear,” refers to the core player of this phenomenon – stable atomic nuclei. The protons in a common water molecule are the most useful nuclei because of their high sensitivity and simplicity. Please make a note that when we say proton in NMR and MRI literature and in this book, we mean hydrogen atom, not the nucleon. Since these nuclei are stable, there is never any radioactivity in NMR. The second word, “magnetic,” refers to the environment that these nuclei must have – the nuclei need to be immersed in a magnetic field, which can be generated in several ways including the use of a permanent magnet. The third word, “resonance,” refers to a concept in physics where a system has the tendency to oscillate at the maximum amplitude at a certain frequency f (Figure 1.1). This resonance system can be mechanical (e.g., the pendulum studied by Galileo Galilei in 1602, and the collapse of several suspension bridges in Europe in the 1800s by marching soldiers), acoustic (e.g., many musical instruments), and electromagnetic (e.g., an electronic receiver in your radio and television). To receive the signal from a particular channel or station among the tens or hundreds of channels and stations available, the resonant frequency of a receiver in a radio or television set is adjusted either manually by turning a knob/dial in an analog circuit of a classical (i.e., pre-digital) radio or TV, or by scanning automatically over a range of frequencies in digital receivers. When the right frequency is met, the signal can reach the maximum.
Figure 1.1 The resonance phenomenon, where the signal amplitude reaches a maximum at a particular frequency f0.
Let us clarify the terminology of the NMR phenomenon, since it has several acronyms as well as sub-fields. NMR is the original and full name of the phenomenon, which now commonly refers to its physical principles. NMR spectroscopy is the spectroscopic application of NMR, which seeks the chemical information in the process; this term is used commonly in basic science and in particular in physics and chemistry. NMR imaging is the imaging application of NMR, which mainly seeks the spatial information in the process; this term is used mainly by the non-medical imaging community. MRI is identical in content to NMR imaging, which is the term that is commonly used in the medical community (and by everyone else who is not in basic science). Microscopic MRI (µMRI) and NMR microscopy are the high-resolution versions of MRI.
1.2 MAJOR STEPS IN AN NMR OR MRI EXPERIMENT, AND TWO CONVENTIONS IN DIRECTION
The description of NMR and MRI theory would become easier if we first briefly overview what is involved in an NMR experiment. In general, an NMR or MRI experiment consists of three sequential “stages”: preparation, excitation, and detection. In the first stage, a sample is placed in an externally applied magnetic field B0, which allows the nuclear ensemble in the sample (e.g., water molecules in humans or animals or plants or test tubes) to reach the thermal equilibrium state. This preparation stage results in a net macroscopic magnetization in the sample. In the second stage, a perturbation is applied
